Frequently Asked Questions
Below is a short list of our most frequently asked questions.
1. Is Apex wealth Management, LLC affiliated with an insurance company or a broker-dealer?
No, Apex Wealth Management, LLC is an independent advisory firm. We are not directly affiliated with any insurance agency or broker-dealer. Our goal is to provide the most complete and objective advice possible for our clients and we believe independence allows us to do so.
2. I have accounts at another broker-dealer, can these accounts be transferred to Apex Wealth Management, LLC's custodian?
Absolutely, transferring your account is an easy process that requires very little paperwork. Proprietary investments will not transfer but will be liquidated prior to transfer.
3. Do you have any account minimums?
No, we do not have account minimums.
4. Are clients obligated to implement financial advice received from Apex Wealth Management, LLC's advisor with Apex Wealth Management, LLC and its affiliates?
No, clients are never obligated to implement our strategies with Apex Wealth Management, LLC. Once you have paid for your advice, you are free to implement the advice with whomever you choose.
5. How often can I make changes to my account(s)?
Changes to your account can be made at any time.
6. Does Apex Wealth Management, LLC repair credit?
No, Apex Wealth Management, LLC does not repair credit. Upon the clients request we can develop a Debt Elimination Plan to help our clients pay their debts off faster.
7. I have been watching some securities on my own, if I become a client of Apex Wealth Management, LLC am I able to recommend securities I am interested in?
Yes, you are free to recommend any securities that you are interested in.
8. Do clients receive account statements and updates?
Yes, clients do receive confirmations and statements.
9. Do clients have online access to accounts?
Yes, clients do have online access.
10. Does Apex Wealth Management, LLC share client information with outside entities?
No, we will never share your information without your knowledge and consent.
If you did not find the answers to your questions please send your questions to Info@apexwealthmgmt.net
